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- Subject: 90-615 -- OPINION, PERETZ v. UNITED STATES
-
-
-
-
- NOTICE: This opinion is subject to formal revision before publication in
- the preliminary print of the United States Reports. Readers are requested
- to notify the Reporter of Decisions, Supreme Court of the United States,
- Washington, D. C. 20543, of any typographical or other formal errors, in
- order that corrections may be made before the preliminary print goes to
- press.
- SUPREME COURT OF THE UNITED STATES
-
-
- No. 90-615
-
-
-
- RAFAEL PERETZ, PETITIONER v. UNITED STATES
-
- on writ of certiorari to the united states court of appeals for the second
- circuit
-
- [June 27, 1991]
-
-
-
-
- Justice Stevens delivered the opinion of the Court.
-
- The Federal Magistrates Act grants district courts authority to assign
- magistrates certain described functions as well as "such additional duties
- as are not inconsistent with the Constitution and laws of the United
- States." {1} In Gomez v. United States, 490 U. S. 858 (1989), we held
- that those "additional duties" do not encompass the selection of a jury in
- a felony trial without the defendant's consent. In this case, we consider
- whether the defendant's consent warrants a different result.
-
- I
-
-
- Petitioner and a codefendant were charged with importing four kilograms
- of heroin. At a pretrial conference attended by both petitioner and his
- counsel, the District Judge asked if there was "[a]ny objection to picking
- the jury before a magistrate?" App. 2. Petitioner's counsel responded: "I
- would love the opportunity." Ibid. Immediately before the jury selection
- commenced, the Magistrate asked for, and received, assurances from counsel
- for petitioner and from counsel for his codefendant that she had their
- clients' consent to proceed with the jury selection. {2} She then
- proceeded to conduct the voir dire and to supervise the selection of the
- jury. Neither defendant asked the District Court to review any ruling made
- by the Magistrate.
- The District Judge presided at the jury trial which resulted in the
- conviction of petitioner and the acquittal of his codefendant. In the
- District Court, petitioner raised no objection to the fact that the
- Magistrate had conducted the voir dire. On appeal, however, he contended
- that it was error to assign the jury selection to the Magistrate and that
- our decision in Gomez required reversal. The Court of Appeals disagreed.
- Relying on its earlier decision in United States v. Musacchia, 900 F. 2d
- 493 (CA2 1990), it held "that explicit consent by a defendant to
- magistrate-supervised voir dire waives any subsequent challenge on those
- grounds," and affirmed petitioner's conviction. App. to Pet. for Cert. 2a;
- 904 F. 2d 34 (1990) (affirmance order).
- In Musacchia, the Second Circuit had affirmed a conviction in a case in
- which the defendant had not objected to jury selection by the Magistrate.
- The Court of Appeals concluded that our holding in Gomez applied only to
- cases in which the magistrate had acted without the defendant's consent.
- The court explained:
-
-
- "Appellants additionally claim that Gomez states that a magistrate is
- without jurisdiction under the Federal Magistrates Act to conduct voir
- dire. We disagree. Since Gomez was decided we and other circuits have
- focused on the `without defendant's consent' language and generally ruled
- that where there is either consent or a failure to object a magistrate may
- conduct the jury voir dire in a felony case. See [United States v.
- Vanwort, 887 F. 2d 375, 382-383 (CA2 1989), cert. denied, sub nom.
- Chapoteau v. United States, 495 U. S. --- (1990); United States v. Mang Sun
- Wong, 884 F. 2d 1537, 1544 (CA2 1989), cert. denied, 493 U. S. 1082 (1990);
- United States v. Lopez-Pena, 912 F. 2d 1542, 1545-1548 (CA1 1989)] (not
- plain error to permit magistrate to preside since objection to magistrate
- must be raised or it is waived); Government of the Virgin Islands v.
- Williams, 892 F. 2d 305, 310 (3d Cir. 1989) (absent demand no
- constitutional difficulty under MDRV 636(b)(3) with delegating jury
- selection to magistrate); United States v. Ford, 824 F. 2d 1430, 1438-39
- (5th Cir. 1987) (en banc) (harmless error for magistrate to conduct voir
- dire where defendant failed to object), cert. denied, 484 U. S. 1034 . . .
- (1988); United States v. Wey, 895 F. 2d 429 (7th Cir. 1990) (jury selection
- by magistrate is not plain error where no prejudice is shown). Concededly,
- [United States v. France, 886 F. 2d 223 (CA9 1989),] concluded otherwise.
- The court there ruled that defendant's failure to contemporaneously object
- to the magistrate conducting jury selection did not waive her right to
- appellate review. 886 F. 2d at 226. But that holding may be explained, as
- noted earlier, by what the court perceived as the futility of defendant
- raising an objection below." 900 F. 2d, at 502.
-
-
- The conflict among the Circuits described by the Court of Appeals
- prompted us to grant the Government's petition for certiorari in the France
- case, see 495 U. S. --- (1990). Earlier this term, we affirmed that
- judgment by an equallydivided Court, 498 U. S. --- (1991). Thereafter, we
- granted certiorari in this case and directed the parties to address the
- following three questions:
-
-
- "1. Does 28 U. S. C. MDRV 636 permit a magistrate to conduct the voir
- dire in a felony trial if the defendant consents?
- "2. If 28 U. S. C. MDRV 636 permits a magistrate to conduct a felony
- trial voir dire provided that the defendant consents, is the statute
- consistent with Article III?
- "3. If the magistrate's supervision of the voir dire in petitioner's
- trial was error, did the conduct of petitioner and his attorney constitute
- a waiver of the right to raise this error on appeal?" See 493 U. S. ---
- (1991).
-
-
- Resolution of these questions must begin with a review of our decision
- in Gomez.
-
- II
-
-
- Our holding in Gomez was narrow. We framed the question presented as
- "whether presiding at the selection of a jury in a felony trial without the
- defendant's consent is among those `additional duties' " that district
- courts may assign to magistrates. 490 U. S., at 860 (emphasis added). We
- held that a magistrate "exceeds his jurisdiction" by selecting a jury
- "despite the defendant's objection." Id., at 876. Thus, our holding was
- carefully limited to the situation in which the parties had not acquiesced
- at trial to the Magistrate's role. {3} This particular question had
- divided the Courts of Appeals. See id., at 861-862, and n. 7. On the
- other hand, those courts had uniformly rejected challenges to a
- magistrate's authority to conduct the voir dire when no objection to his
- performance of the duty had been raised in the trial court. {4}
- Although we concluded that the role assumed by the Magistrate in Gomez
- was beyond his authority under the Act, we recognized that Congress
- intended magistrates to play an integral and important role in the federal
- judicial system. See id., at 864-869 (citing H. R. Rep. No. 96-287, p. 5
- (1979)). Our recent decisions have continued to acknowledge the importance
- Congress placed on the magistrate's role. See, e. g., McCarthy v. Bronson,
- 500 U. S. ---, --- (1991) (slip op., at 6). "Given the bloated dockets
- that district courts have now come to expect as ordinary, the role of the
- magistrate in today's federal judicial system is nothing less than
- indispensable." Government of the Virgin Islands, 892 F. 2d, at 308. {5}
- Cognizant of the importance of magistrates to an efficient federal
- court system, we were nonetheless propelled towards our holding in Gomez by
- several considerations. Chief among our concerns was this Court's "settled
- policy to avoid an interpretation of a federal statute that engenders
- constitutional issues." Gomez, 490 U. S., at 864. This policy was
- implicated in Gomez because of the substantial question whether a defendant
- has a constitutional right to demand that an Article III judge preside at
- every critical stage of a felony trial. {6} The principle of
- constitutional avoidance led us to demand clear evidence that Congress
- actually intended to permit magistrates to take on a role that raised a
- substantial constitutional question. Cf. Rust v. Sullivan, 500 U. S. ---,
- --- (O'Connor, J., dissenting). The requirement that Congress express its
- intent clearly was also appropriate because the Government was asking us in
- Gomez to construe a general grant of authority to authorize a procedure
- that deprived an individual of an important privilege, if not a right. See
- 2A C. Sands, Sutherland on Statutory Construction MDRV 58.04, p. 715 (rev.
- 4th ed. 1984). The lack of an express provision for de novo review,
- coupled with the absence of any mention in the statute's text or
- legislative history of a magistrate's conducting voir dire without the
- parties' consent, convinced us that Congress had not clearly authorized the
- delegation involved in Gomez. In view of the constitutional issues
- involved, and the fact that broad language was being construed to deprive a
- defendant of a significant right or privilege, we considered the lack of a
- clear authorization dispositive. See Gomez, 490 U. S., at 872, and n. 25,
- 875876.
- Reinforcing this conclusion was the principle that "[a]ny additional
- duties performed pursuant to a general authorization in the statute
- reasonably should bear some relation to the specified duties" that the
- statute assigned to magistrates. {7} Carefully reviewing the duties that
- magistrates were expressly authorized to perform, see id., at 865-871, we
- focused on the fact that those specified duties that were comparable to
- jury selection in a felony trial could be performed only with the consent
- of the litigants. {8} We noted that, in 1968 when magistrates were
- empowered to try "minor offenses," the exercise of that jurisdiction in any
- specific case was conditioned upon the defendant's express written consent.
- See id., at 866. Similarly, the 1976 Amendment provided that a magistrate
- could be designated as a special master in any civil case but only with the
- consent of the parties. Id., at 867-868. And in 1979, when Congress
- enlarged the magistrate's criminal jurisdiction to encompass all
- misdemeanors, the exercise of that authority was subject to the defendant's
- consent. As we explained:
-
-
- "A critical limitation on this expanded jurisdiction is consent. As
- amended in 1979, the Act states that `neither the district judge nor the
- magistrate shall attempt to persuade or induce any party to consent to
- reference of any civil matter to a magistrate.' 93 Stat. 643, 28 U. S. C.
- MDRV 636(c)(2). In criminal cases, the Government may petition for trial
- before a district judge. `Defendants charged with misdemeanors can refuse
- to consent to a magistrate and thus effect the same removal,' S. Rep. No.
- 96-74, p. 7 (1979), for the magistrate's criminal trial jurisdiction
- depends on the defendant's specific, written consent." Id., at 870-871
- (footnote omitted).
-
-
- Because the specified duties that Congress authorized magistrates to
- perform without the consent of the parties were not comparable in
- importance to supervision of felony trial voir dire but were instead
- "subsidiary matters," id., at 872, we did not waver from our conclusion
- that a magistrate cannot conduct voir dire over the defendant's objection.
-
- III
-
-
- This case differs critically from Gomez because petitioner's counsel,
- rather than objecting to the Magistrate's role, affirmatively welcomed it.
- See supra, at 1. The considerations that led to our holding in Gomez do
- not lead to the conclusion that a magistrate's "additional duties" may not
- include supervision of jury selection when the defendant has consented.
- Most notably, the defendant's consent significantly changes the
- constitutional analysis. As we explain in Part IV, infra, we have no
- trouble concluding that there is no Article III problem when a district
- court judge permits a magistrate to conduct voir dire in accordance with
- the defendant's consent. The absence of any constitutional difficulty
- removes one concern that motivated us in Gomez to require unambiguous
- evidence of Congress' intent to include jury selection among a magistrate's
- additional duties. Petitioner's consent also eliminates our concern that a
- general authorization should not lightly be read to deprive a defendant of
- any important privilege.
- We therefore attach far less importance in this case to the fact that
- Congress did not focus on jury selection as a possible additional duty for
- magistrates. The generality of the category of "additional duties"
- indicates that Congress intended to give federal judges significant leeway
- to experiment with possible improvements in the efficiency of the judicial
- process that had not already been tried or even foreseen. If Congress had
- intended strictly to limit these additional duties to functions considered
- in the committee hearings or debates, presumably it would have included in
- the statute a bill of particulars rather than a broad residuary clause.
- Construing this residuary clause absent concerns about raising a
- constitutional issue or depriving a defendant of an important right, we
- should not foreclose constructive experiments that are acceptable to all
- participants in the trial process and are consistent with the basic
- purposes of the statute.
- Of course, we would still be reluctant, as we were in Gomez, to
- construe the additional duties clause to include responsibilities of far
- greater importance than the specified duties assigned to magistrates. But
- the litigants' consent makes the crucial difference on this score as well.
- As we explained in Part II, the duties that a magistrate may perform over
- the parties' objections are generally subsidiary matters not comparable to
- supervision of jury selection. However, with the parties' consent, a
- district judge may delegate to a magistrate supervision of entire civil and
- misdemeanor trials. These duties are comparable in responsibility and
- importance to presiding over voir dire at a felony trial.
- We therefore conclude that the Act's "additional duties" clause permits
- a magistrate to supervise jury selection in a felony trial provided the
- parties consent. In reaching this result, we are assisted by the reasoning
- of the Courts of Appeals for the Second, Third, and Seventh Circuits, all
- of which, following our decision in Gomez, have concluded that the
- rationale of that opinion does not apply when the defendant has not
- objected to the magistrate's conduct of the voir dire. See United States
- v. Musacchia, 900 F. 2d 493 (CA2 1990); United States v. Wey, 895 F. 2d 429
- (CA7 1990); Government of the Virgin Islands v. Williams, 892 F. 2d 305
- (CA3 1989).
- We share the confidence expressed by the Third Circuit in Williams that
- this reading of the additional duties clause strikes the balance Congress
- intended between the interests of the criminal defendant and the policies
- that undergird the Federal Magistrates Act. 892 F. 2d, at 311. The Act is
- designed to relieve the district courts of certain subordinate duties that
- often distract the courts from more important matters. {9} Our reading of
- the "additional duties" clause will permit the courts, with the litigants'
- consent, to "continue innovative experimentations" in the use of
- magistrates to improve the efficient administration of the courts' dockets.
- See H. R. Rep. No. 94-1609, p. 12 (1976). {10}
- At the same time, the requirement that a criminal defendant consent to
- the additional duty of jury selection protects a defendant's interest in
- requesting the presence of a judge at all critical stages of his felony
- trial.
-
-
- "If a criminal defendant, together with his attorney, believes that the
- presence of a judge best serves his interests during the selection of the
- jury, then Gomez preserves his right to object to the use of a magistrate.
- Where, on the other hand, the defendant is indifferent as to whether a
- magistrate or a judge should preside, then it makes little sense to deny
- the district court the opportunity to delegate that function to a
- magistrate, particularly if such a delegation sensibly advances the court's
- interest in the efficient regulation of its docket." Government of the
- Virgin Islands v. Williams, 892 F. 2d, at 311.
-
-
- In sum, the structure and purpose of the Federal Magistrates Act
- convince us that supervision of voir dire in a felony proceeding is an
- additional duty that may be delegated to a magistrate under 28 U. S. C.
- MDRV 636(b)(3) if the litigants consent. {11} The Act evinces a
- congressional belief that magistrates are well qualified to handle matters
- of similar importance to jury selection but conditions their authority to
- accept such responsibilities on the consent of the parties. If a defendant
- perceives any threat of injury from the absence of an Article III judge in
- the jury selection process, he need only decline to consent to the
- magistrate's supervision to ensure that a judge conduct the voir dire. {12}
- However, when a defendant does consent to the magistrate's role, the
- magistrate has jurisdiction to perform this additional duty.
-
- IV
-
-
- There is no constitutional infirmity in the delegation of felony trial
- jury selection to a magistrate when the litigants consent. As we have
- already noted, it is arguable that a defendant in a criminal trial has a
- constitutional right to demand the presence of an Article III judge at voir
- dire. We need not resolve that question now, however, to determine that a
- defendant has no constitutional right to have an Article III judge preside
- at jury selection if the defendant has raised no objection to the judge's
- absence.
- We have previously held that litigants may waive their personal right
- to have an Article III judge preside over a civil trial. See Commodity
- Futures Trading Comm'n v. Schor, 478 U. S. 833, 848 (1986). The most basic
- rights of criminal defendants are similarly subject to waiver. See, e.
- g., United States v. Gagnon, 470 U. S. 522, 528 (1985) (absence of
- objection constitutes waiver of right to be present at all stages of
- criminal trial); Levine v. United States, 362 U. S. 610, 619 (1960)
- (failure to object to closing of courtroom is waiver of right to public
- trial); Segurola v. United States, 275 U. S. 106, 111 (1927) (failure to
- object constitutes waiver of Fourth Amendment right against unlawful search
- and seizure); United States v. Figueroa, 818 F. 2d 1020, 1025 (CA1 1987)
- (failure to object results in forfeiture of claim of unlawful postarrest
- delay); United States v. Bascaro, 742 F. 2d 1335, 1365 (CA11 1984) (absence
- of objection is waiver of double jeopardy defense), cert. denied sub nom.
- Hobson v. United States, 472 U. S. 1017 (1985); United States v. Coleman,
- 707 F. 2d 374, 376 (CA9) (failure to object constitutes waiver of Fifth
- Amendment claim), cert. denied, 464 U. S. 854 (1983). See generally Yakus
- v. United States, 321 U. S. 414, 444 (1944) ("No procedural principle is
- more familiar to this Court than that a constitutional right may be
- forfeited in criminal as well as civil cases by the failure to make timely
- assertion of the right"). Just as the Constitution affords no protection
- to a defendant who waives these fundamental rights, so it gives no
- assistance to a defendant who fails to demand the presence of an Article
- III judge at the selection of his jury.
- Even assuming that a litigant may not waive structural protections
- provided by Article III, see Schor, 478 U. S., at 850-851, we are convinced
- that no such structural protections are implicated by the procedure
- followed in this case. Magistrates are appointed and subject to removal by
- Article III judges. See 28 U. S. C. MDRV 631. The "ultimate decision"
- whether to invoke the magistrate's assistance is made by the district
- court, subject to veto by the parties. See United States v. Raddatz, 447
- U. S. 667, 683 (1980). The decision whether to empanel the jury the
- selection of which a magistrate has supervised also remains entirely with
- the district court. Because "the entire process takes place under the
- district court's total control and jurisdiction," id., at 681, there is no
- danger that use of the magistrate involves a "congressional attemp[t] `to
- transfer jurisdiction [to non-Article III tribunals] for the purpose of
- emasculating' constitutional courts, National Insurance Co. v. Tidewater
- Co., 337 U. S. 582, 644 (1949) (Vinson, C. J., dissenting) . . . ." Schor,
- 478 U. S., at 850.
- In Raddatz, we held that the Constitution was not violated by the
- reference to a Magistrate of a motion to suppress evidence in a felony
- trial. The principal constitutional argument advanced and rejected in
- Raddatz was that the omission of a requirement that the trial judge must
- hear the testimony of the witnesses whenever a question of credibility
- arises violated the Due Process Clause of the Fifth Amendment. Petitioner
- has not advanced a similar argument in this case, no doubt because it would
- plainly be foreclosed by our holding in Raddatz. That case also disposes
- of the Article III argument that petitioner does raise. The reasoning in
- Justice Blackmun's concurring opinion is controlling here:
-
-
- "As the Court observes, the handling of suppression motions invariably
- remains completely in the control of the federal district court. The judge
- may initially decline to refer any matter to a magistrate. When a matter
- is referred, the judge may freely reject the magistrate's recommendation.
- He may rehear the evidence in whole or in part. He may call for additional
- findings or otherwise `recommit the matter to the magistrate with
- instructions.' See 28 U. S. C. MDRV 636(b)(1). Moreover, the magistrate
- himself is subject to the Art. III judge's control. Magistrates are
- appointed by district judges, MDRV 631(a), and subject to removal by them,
- MDRV 631(h). In addition, district judges retain plenary authority over
- when, what, and how many pretrial matters are assigned to magistrates, and
- `[e]ach district court shall establish rules pursuant to which the
- magistrates shall discharge their duties.' MDRV 636(b)(4). . . .
- "It is also significant that the Magistrates Act imposes significant
- requirements to ensure competency and im partiality, 15 631(b), (c), and
- (i), 632, 637 (1976 ed. and Supp. II), including a rule generally barring
- reduction of salaries of full-time magistrates, MDRV 634(b). Even assuming
- that, despite these protections, a controversial matter might be delegated
- to a magistrate who is susceptible to outside pressures, the district judge
- -- insulated by life tenure and irreducible salary -- is waiting in the
- wings, fully able to correct errors. Under these circumstances, I simply
- do not perceive the threat to the judicial power or the independence of
- judicial decisionmaking that underlies Art. III. We do not face a
- procedure under which `Congress [has] delegate[d] to a non-Art. III judge
- the authority to make final determinations on issues of fact.' Post, at
- 703 (dissenting opinion). Rather, we confront a procedure under which
- Congress has vested in Art. III judges the discretionary power to delegate
- certain functions to competent and impartial assistants, while ensuring
- that the judges retain complete supervisory control over the assistants'
- activities." 447 U. S., at 685-686.
-
-
- Unlike the provision of the Federal Magistrates Act that we upheld in
- Raddatz, MDRV 636(b)(3) contains no express provision for de novo review of
- a magistrate's rulings during the selection of a jury. This omission,
- however, does not alter the result of the constitutional analysis. The
- statutory provision we upheld in Raddatz provided for de novo review only
- when a party objected to the magistrate's findings or recommendations. See
- 28 U. S. C. MDRV 636(b)(1). Thus, Raddatz established that, to the extent
- "de novo review is required to satisfy Article III concerns, it need not be
- exercised unless requested by the parties." United States v. Peacock, 761
- F. 2d 1313, 1318 (CA9) (Kennedy, J.), cert. denied, 474 U. S. 847 (1985).
- In this case, petitioner did not ask the District Court to review any
- ruling by the Magistrate. If a defendant in a future case does request
- review, nothing in the statute precludes a district court from providing
- the review that the Constitution requires. Although there may be other
- cases in which de novo review by the district court would provide an
- inadequate substitute for the Article III judge's actual supervision of the
- voir dire, the same is true of a magistrate's determination in a
- suppression hearing, which often turns on the credibility of witnesses.
- See Raddatz, 447 U. S., at 692 (Stewart, J., dissenting). We presume, as
- we did in Raddatz when we upheld the provision allowing reference to a
- magistrate of suppression motions, that district judges will handle such
- cases properly if and when they arise. See id., at 681, n. 7. Our
- decision that the procedure followed in Raddatz comported with Article III
- therefore requires the same conclusion respecting the procedure followed in
- this case.
-
- V
-
-
- Our disposition of the statutory and constitutional questions makes it
- unnecessary to discuss the third question that we asked the parties to
- brief and to argue. We note, however, that the Solicitor General conceded
- that it was error to make the reference to the Magistrate in this case and
- relied entirely on the argument that the error was waived. Although that
- concession deprived us of the benefit of an adversary presentation, it of
- course does not prevent us from adopting the legal analysis of those Courts
- of Appeals that share our interpretation of the statute as construed in
- Gomez. We agree with the view of the majority of Circuit Judges who have
- considered this issue, both before and after our decision in Gomez, that
- permitting a magistrate to conduct the voir dire in a felony trial when the
- defendant raises no objection is entirely faithful to the congressional
- purpose in enacting and amending the Federal Magistrates Act. {13}
-
- The judgment of the Court of Appeals is affirmed.
-
- It is so ordered.
-
-
-
-
-
-
-
-
- ------------------------------------------------------------------------------
- 1
- Pub. L. 90-578, 82 Stat. 1108, as amended, 28 U. S. C. MDRV 636(b)(3).
-
- 2
- "THE COURT: Mr. Breitbart, I have the consent of your client to proceed
- with the jury selection?
- "MR. BREITBART: Yes, your Honor.
- "THE COURT: And Mr. Lopez, do I have the consent of your client to
- proceed?
-
- "MR. LOPEZ: Yes, your Honor." App. 5.
-
- 3
- As the Third Circuit has recognized:
-
-
- "The Court did not, however, reach the question presented in this case:
- whether the Federal Magistrates Act permits a magistrate to preside over
- the selection of a jury when a defendant consents. In Gomez, the Court
- framed the issue as `whether presiding at the selection of a jury in a
- felony trial without the defendant's consent' is an additional duty within
- the meaning of the Federal Magistrates Act. Id. at 2239 (emphasis added);
- see also id. at 2248 (rejecting the government's harmless error analysis on
- the grounds that it `does not apply in a felony case in which, despite the
- defendant's objection and without any meaningful review by a district
- judge, an officer exceeds his jurisdiction by selecting a jury'). Gomez
- thus left open the question whether a defendant's consent makes a
- difference as to whether a district court may assign voir dire to a
- magistrate." Government of the Virgin Islands v. Williams, 892 F. 2d 305,
- 308-309 (1989).
-
- 4
- See, e. g., United States v. Ford, 824 F. 2d 1430 (CA5 1987) (en banc),
- cert. denied, 484 U. S. 1034 (1988); United States v. DeFiore, 720 F. 2d
- 757 (CA2 1983), cert. denied sub nom. Coppola v. United States, 466 U. S.
- 906 (1984); United States v. Rivera-Sola, 713 F. 2d 866 (CA1 1983); Haith
- v. United States, 342 F. 2d 158 (CA3 1965).
-
- 5
- "It can hardly be denied that the system created by the Federal
- Magistrates Act has exceeded the highest expectations of the legislators
- who conceived it. In modern federal practice, federal magistrates account
- for a staggering volume of judicial work. In 1987, for example,
- magistrates presided over nearly half a million judicial proceedings. See
- S. Rep. No. 100-293, 100th Cong., 2d Sess. 7, reprinted in 1988 U. S. Code
- Cong. & Admin. News 5564. As a recent State Report noted, `[i]n
- particular, magistrates [in 1987] conducted over 134,000 preliminary
- proceedings in felony cases; handled more than 197,000 references of civil
- and criminal pretrial matters; reviewed more than 6,500 social security
- appeals and more than 27,000 prisoner filings; and tried more than 95,000
- misdemeanors and 4,900 civil cases on consent of the parties. Id. at
- 5565." Government of the Virgin Islands v. Williams, 892 F. 2d, at 308.
-
- 6
- In Gomez, we cited our opinion in Commodity Futures Trading Comm'n v.
- Schor, 478 U. S. 833 (1986), which emphasized the importance of the
- personal right to an Article III adjudicator:
-
- "Article III, MDRV 1, serves both to protect `the role of the
- independent judiciary within the constitutional scheme of tripartite
- government.' Thomas, [473 U. S. 568, 583 (1985)], and to safeguard
- litigants' `right to have claims decided before judges who are free from
- potential domination by other branches of government.' United States v.
- Will, 449 U. S. 200, 218 (1980). See also Thomas, supra, at 582-583;
- Northern Pipeline, 458 U. S., at 58. Although our cases have provided us
- with little occasion to discuss the nature or significance of this latter
- safeguard, our prior discussions of Article III, MDRV 1's guarantee of an
- independent and impartial adjudication by the federal judiciary of matters
- within the judicial power of the United States intimated that this
- guarantee serves to protect primarily personal, rather than structural,
- interests. See, e. g., id., at 90 (Rehnquist, J., concurring in judgment)
- (noting lack of consent to non-Article III jurisdiction); id., at 95
- (White, J., dissenting) (same). See also Currie, Bankruptcy Judges and the
- Independent Judiciary, 16 Creighton L. Rev. 441, 460, n. 108 (1983)
- (Article III, MDRV 1, `was designed as a protection for the parties from
- the risk of legislative or executive pressure on judicial decision'). Cf.
- Crowell v. Benson, [285 U. S. 22, 87 (1932)] (Brandeis, J., dissenting)."
- Id., at 848.
-
- 7
- "The Federal Magistrates Act provides that a `magistrate may be
- assigned such additional duties as are not inconsistent with the
- Constitution and laws of the United States.' 28 U. S. C. MDRV 636(b)(3).
- Read literally and without reference to the context in which they appear,
- these words might encompass any assignment that is not explicitly
- prohibited by statute or by the Constitution. . . .
-
- "When a statute creates an office to which it assigns specific duties,
- those duties outline the attributes of the office. Any additional duties
- performed pursuant to a general authorization in the statute reasonably
- should bear some relation to the specified duties. Thus in United States
- v. Raddatz, 447 U. S. 667, 674-676 (1980); Mathews v. Weber, 423 U. S. 261
- (1976); and Wingo v. Wedding, 418 U. S. 461 (1974), we interpreted the
- Federal Magistrates Act in light of its structure and purpose." Gomez v.
- United States, 490 U. S., at 863-864 (1989).
-
- 8
- The legislative history of the statute also emphasizes the crucial
- nature of the presence or absence of the litigants' consent. See H. R.
- Rep. No. 96-287, p. 20 (1979) ("Because of the consent requirement,
- magistrates will be used only as the bench, bar, and litigants desire, only
- in cases where they are felt by all participants to be competent").
-
- 9
- See, e. g., H. R. Rep. No. 94-1609, p. 7 (1976) (magistrate is to
- "assist the district judge in a variety of pretrial and preliminary matters
- thereby facilitating the ultimate and final exercise of the adjudicatory
- function at the trial of the case"); S. Rep. No. 92-1065, p. 3 (1972)
- (magistrates "render valuable assistance to the judges of the district
- courts, thereby freeing the time of those judges for the actual trial of
- cases"); H. R. Rep. No. 1629, 90th Cong., 2d Sess., p. 12 (1968) (purpose
- of Act is "to cull from the ever-growing workload of the U. S. district
- courts matters that are more desirably performed by a lower tier of
- judicial officers").
-
- 10
- See, e. g., United States v. Peacock, 761 F. 2d 1313, 1319 (CA9)
- (Kennedy, J.) ("There may be sound reasons . . . to allow the magistrate to
- assist [in voir dire], as was done in this case. [E]ach of the . . .
- circuits in the federal system . . . has been instructed to improve its
- efficiency in juror utilization. . . . The practice of delegating voir
- dire to a magistrate may assist the district courts in accomplishing this
- objective"), cert denied, 474 U. S. 847 (1985).
-
- 11
- We noted in Gomez that the legislative history of the Act nowhere
- listed supervision, without a defendant's consent, of a felony trial voir
- dire as a potential magistrate responsibility. We did call attention,
- however, to a Committee Report that referred to a "letter suggest[ing] that
- a magistrate selected juries only with consent of the parties." Gomez v.
- United States, 490 U. S. 858, 875-876, n. 30 (1989) (emphasis added)
- (citing H. R. Rep. No. 94-1609, p. 9 (1976)).
-
- 12
- We do not qualify the portion of our opinion in Gomez that explained
- why jury selection is an important function, the performance of which may
- be difficult for a judge to review with infallible accuracy. See 490 U.
- S., at 873-876. We are confident, however, that defense counsel can
- sensibly balance these considerations against other concerns in deciding
- whether to object to a magistrate's supervision of voir dire. We stress,
- in this regard, that defendants may waive the right to judicial performance
- of other important functions, including the conduct of the trial itself in
- misdemeanor and civil proceedings. Like jury selection, these duties
- require the magistrate to "observe witnesses, make credibility
- determinations, and weigh contradictory evidence," id. at 874, n. 27, and
- therefore present equivalent problems for judicial oversight.
-
- 13
- See, e. g., United States v. Alvarado, 923 F. 2d 253 (CA2 1991);
- Government of the Virgin Islands v. Williams, 892 F. 2d 305 (CA3 1989);
- United States v. Rivera-Sola, 713 F. 2d 866 (CA1 1983); United States v.
- Ford, 824 F. 2d 1430, 1439-1440 (CA5 1987) (Jolly, J., concurring), cert.
- denied, 484 U. S. 1034 (1988). Cf. United States v. Wey, 895 F. 2d 429,
- 431 (CA7 1990) ("it may be that the defendant's consent could authorize the
- judge to designate a magistrate, under 28 U. S. C. MDRV 636(b), to preside
- over jury selection"); Ford, 824 F. 2d, at 1438-1439 (failure to object
- constitutes waiver of error); United States v. DeFiore, 720 F. 2d 757 (CA2
- 1983), cert. denied sub nom. Coppola v. United States, 466 U. S. 906
- (1984). But see United States v. Martinez-Torres, 912 F. 2d 1552 (CA1
- 1990) (en banc); United States v. France, 886 F. 2d 223 (CA9 1989).
-